Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Merrill Gerkin is a financial professional with over 28 years of experience in the industry. Lee Gerkin is currently registered with Chatsworth Securities LLC in Greenwich, CT. Prior to joining Chatsworth Securities LLC, Lee Gerkin was employed at Smith Barney Inc. and James Capel Incorporated. Lee Gerkin is licensed to conduct business in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
11/04/1998 - Present
Chatsworth Securities LLC (GREENWICH CT)
NY
02/26/1996 - 12/19/1997
SMITH BARNEY INC. (NEW YORK NY)
NA
08/23/1993 - 10/03/1995
JAMES CAPEL INCORPORATED
BC
Issued 04/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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