Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Mclaury Ezzell is a financial advisor with Northwestern Mutual Investment Services, LLC. Lee has been in the financial services industry since October 29, 2017. Lee is registered to provide securities advice in Texas. Lee is also a registered representative with FINRA. Lee has passed several industry exams including Series 6, Series 7, Series 63, and Series 66. Lee holds a Series 7TO license. Lee previously worked for Northwestern Mutual Investment Services, LLC in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
06/03/2022 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
TX
12/22/2014 - 07/25/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
BC
Issued 07/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lee Ezzell is the right advisor for you? Invested Better is here to help.
