Unclaimed
Lee Matthew Hanna is a financial professional with experience in the investment banking industry. Lee is currently registered with Regions Securities LLC and has been working with the firm since 12/17/2021. Lee has a Series 79TO, SIE and Series 79 license. Lee is also registered with the state of North Carolina. Lee has been in the industry since 2015 and has a strong understanding of the investment banking industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/17/2021 - Present
Regions Securities LLC (Charlotte NC)
NC
06/29/2015 - 06/05/2017
REGIONS SECURITIES LLC (Charlotte NC)
BC
Issued 01/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/06/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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