Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee LeRoy is a financial advisor with Ameriprise Financial Services, LLC, having joined the firm in October 2023. Previously, Lee was affiliated with Wells Fargo Clearing Services, LLC, and J.J.B. Hillard, W.L. Lyons, LLC. Lee has 27 years of experience in the financial services industry. Lee is licensed to provide investment advice in Arizona, Arkansas, California, Colorado, Connecticut, Florida, Hawaii, Illinois, Indiana, Kentucky, Massachusetts, Michigan, Missouri, New York, North Carolina, Ohio, Oklahoma, South Carolina, Utah, and Wisconsin. Lee holds licenses including Series 3, 7, 9, 10, 31, 63, and 65, and is a registered investment advisor in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
10/06/2023 - Present
Ameriprise Financial Services, LLC (Saginaw MI)
MI
02/13/2014 - 11/02/2023
WELLS FARGO CLEARING SERVICES, LLC (FLINT MI)
MI
01/13/2006 - 02/14/2014
J.J.B. HILLIARD, W.L. LYONS, LLC (SAGINAW MI)
MI
09/02/1997 - 02/01/2006
CITIGROUP GLOBAL MARKETS INC. (SAGINAW MI)
MI
10/29/1996 - 09/03/1997
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
IA
Issued 09/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/24/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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