Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Kaz is a financial advisor with over 20 years of experience in the financial services industry. Lee is currently registered with Cambridge Investment Research Advisors, Inc. Lee has been a part of the Cambridge team since June 2020, and has also previously held positions with firms such as Voya Financial Advisors, Inc. and MetLife Securities Inc. Lee is a registered investment advisor (IA) and holds Series 7, 63, and 65 securities licenses, as well as the SIE exam. Lee is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
06/24/2020 - Present
Cambridge Investment Research Advisors, Inc. (Mokena IL)
IL
07/07/2008 - 06/30/2020
VOYA FINANCIAL ADVISORS, INC. (MOKENA IL)
IL
08/08/2005 - 07/01/2008
METLIFE SECURITIES INC. (ORLAND PARK IL)
IL
08/08/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ORLAND PARK IL)
IL
04/21/2004 - 07/28/2005
ASSOCIATED OPTIONS, INC. (CHICAGO IL)
IL
08/11/2003 - 11/10/2003
ASSOCIATED OPTIONS, INC. (CHICAGO IL)
IL
11/27/2002 - 05/08/2003
EROOM SECURITIES L.L.C. (CHICAGO IL)
IL
09/30/1998 - 05/06/2002
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
NA
01/21/1998 - 09/30/1998
LIT CLEARING SERVICES, INC.
IA
Issued 09/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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