Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Dunayer is an active Registered Representative with Morgan Stanley and is registered to do business in multiple states, including California, North Carolina, and Texas. Lee Dunayer has been active in the financial industry since January 16, 1987 and has worked for firms such as UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Smith Barney Inc. Lee Dunayer has a wide range of experience, having held various roles at different firms. Lee Dunayer also has numerous professional licenses and designations, including Series 7, Series 22, and Series 63. Lee Dunayer works primarily with high-net-worth individuals, insurance companies, investment companies, and charitable organizations, providing them with financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/22/2009 - Present
Morgan Stanley (Los Angeles CA)
CA
06/23/2004 - 10/13/2009
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NY
01/20/1998 - 06/29/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 01/21/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
02/06/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/13/1986 - 09/01/1989
PHILLIPS SECURITIES CORP.
OR
06/03/1988 - 04/17/1989
HAMILTON, WILLIAMS & CO., INC. (PORTLAND OR)
BC
Issued 07/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1986
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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