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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Gordon has been in the financial services industry since 2010. Lee is a registered representative with Morgan Stanley. Lee is currently registered with the state of California as an Investment Advisor Representative and has been licensed to provide financial advice in California since 2015. In 2020 Lee became a resident Investment Advisor Representative in Texas. Lee has previously worked at Cutler Group, LP and CMZ Trading, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/24/2020 - Present
Morgan Stanley (Walnut Creek CA)
CA
02/14/2014 - 08/10/2015
CUTLER GROUP, LP (SAN FRANCISCO CA)
IL
05/17/2011 - 03/22/2013
CMZ TRADING, LLC (CHICAGO IL)
IL
03/14/2011 - 03/18/2011
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
CA
05/12/2005 - 01/31/2007
CUTLER GROUP, LP (SAN FRANCISCO CA)
BOTH
Issued 11/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 12/16/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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