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Lee J Sardone

Morgan Stanley & Co. LLC

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About Lee J Sardone

Lee J. Sardone is a financial advisor with over 25 years of experience in the financial services industry. Lee joined Morgan Stanley & Co. LLC in January 2024 and is currently registered in 53 states. Lee holds Series 7, 7TO, 52TO, 53, and 63 licenses. Lee is a skilled financial advisor with expertise in municipal securities and general securities. Previously, Lee was a registered representative at Prudential Securities Incorporated from 1998 to 2000.

Firm Information

Lee Sardone is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lee Sardone’s Registration & Firm History

MA

01/01/2024 - Present

Morgan Stanley & Co. LLC (Boston MA)

NY

03/02/1998 - 11/29/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/07/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2024

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/15/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/29/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/04/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lee J Sardone.
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