Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Harrison Norman has been in the financial industry since October 27, 1992. Norman is currently registered with Osaic Institutions, Inc. Norman previously held positions at Harvest Capital LLC, USAllianz Securities, Inc., WMA Securities, Inc., and PFS Investments Inc. Norman holds licenses for Series 6, Series 63, and Series 65 and is a registered Investment Advisor Representative in Connecticut. Norman's areas of expertise include Financial Planning, Pension Consulting, and Portfolio Management for Individuals. Norman provides services for individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/20/2013 - Present
Osaic Institutions, Inc. (MERIDEN CT)
CT
01/07/2004 - 11/20/2013
HARVEST CAPITAL LLC (CLINTON CT)
MN
08/07/2000 - 12/31/2003
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
GA
05/14/1996 - 08/11/2000
WMA SECURITIES, INC. (DULUTH GA)
GA
10/22/1992 - 05/14/1996
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 06/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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