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Lee Gross

Janus Henderson Distributors US LLC

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About Lee Gross

Lee Gross is a financial advisor currently associated with Janus Henderson Distributors US LLC. Lee joined Janus Henderson Distributors US LLC on 08/02/2018. Lee has been in the industry since 08/27/2011. Prior to joining Janus Henderson Distributors US LLC, Lee worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Lee has a Series 66 license. Lee also holds the following licenses: Series 24, SIE, and Series 7. Lee is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Lee Gross is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lee Gross’s Registration & Firm History

CT

08/02/2018 - Present

Janus Henderson Distributors US LLC (Darien CT)

NY

08/12/2011 - 07/17/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/06/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/19/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lee Gross.
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