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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Garrett Willaford is a financial advisor with Wells Fargo Clearing Services, LLC. Lee has been in the financial services industry since 2000 and has held previous roles at TIAA-CREF, H&R Block, Vanguard, and Capital Brokerage Corporation. Lee is a Certified Financial Planner and holds Series 6, 7, 10, 24, 63, and 65 licenses. Lee is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/12/2013 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
11/21/2007 - 06/26/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
10/17/2006 - 11/13/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (CHARLOTTE NC)
NC
06/15/2000 - 10/19/2006
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
VA
08/14/1999 - 07/17/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IA
Issued 05/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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