Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Garner Springer is a financial advisor at Janney Montgomery Scott LLC. Lee has been a registered representative since 2000. Lee has held prior positions at WELLS FARGO CLEARING SERVICES, LLC, UVEST FINANCIAL SERVICES GROUP, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CITY NATIONAL SECURITIES, INC., and MORGAN STANLEY DW INC. Lee is registered in 17 states and holds the Series 66, Series 24, Series 31, Series 7, and SIE licenses. Lee has also worked as a financial advisor for Wells Fargo Advisors LLC and Wells Fargo Clearing Services LLC. Lee specializes in providing financial advice to individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
DC
10/24/2023 - Present
Janney Montgomery Scott LLC (WASHINGTON DC)
DC
07/02/2008 - 10/17/2018
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
PA
09/22/2004 - 07/01/2008
UVEST FINANCIAL SERVICES GROUP, INC. (GREENCASTLE PA)
NY
11/11/2003 - 09/22/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
07/20/2001 - 10/03/2003
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
NY
12/04/2000 - 07/06/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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