Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Francis Smith is an investment advisor representative for Cozad Asset Management Inc. Lee has been in the financial services industry since 1984. Lee is currently registered with the state of Illinois and Texas. Lee holds the following licenses: Series 4, Series 7, Series 24, Series 53, Series 55, and Series 57TO. Lee is also a Certified Financial Planner. Previously, Lee worked for M HOLDINGS SECURITIES, INC. and FSC SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/05/2024 - Present
Cozad Asset Management Inc. (CHAMPAIGN IL)
IL
09/01/2009 - 10/14/2021
M HOLDINGS SECURITIES, INC. (CHAMPAIGN IL)
IL
12/07/1990 - 09/04/2009
FSC SECURITIES CORPORATION (CHAMPAIGN IL)
NA
09/11/1984 - 12/07/1990
COZAD INVESTMENT SERVICES, INC.
BC
Issued 01/29/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/29/1988
Series 4 - Registered Options Principal Examination
BC
Issued 02/26/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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