Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Evans Trawick is a financial advisor registered with Hazard & Siegel, Inc. in DEWITT, NY. Lee has been in the securities industry since 1985. Lee Evans Trawick holds the following licenses: Series 6, Series 63, and SIE. Lee is currently registered with the states of Connecticut, Pennsylvania and South Carolina. Previously, Lee Evans Trawick was registered with ProEquities, Inc., ING Financial Partners, Inc., Locust Street Securities, Inc., Washington Square Securities, Inc., Hartford Equity Sales Company Inc., W.C. Smith & Company, Inc., Chubb Securities Corporation, John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, F & G Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2018 - Present
Hazard & Siegel, Inc. (DEWITT NY)
SC
01/19/2006 - 12/31/2017
PROEQUITIES, INC. (COLUMBIA SC)
CT
01/01/2004 - 01/23/2006
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
03/04/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CT
02/10/2000 - 02/26/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CT
11/30/1998 - 02/03/2000
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
SC
01/15/1998 - 10/28/1998
W.C. SMITH & COMPANY, INC. (GREENVILLE SC)
IN
08/16/1995 - 11/25/1997
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
MA
04/15/1993 - 08/24/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/15/1993 - 08/24/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
09/27/1985 - 01/29/1993
F & G SECURITIES, INC.
NA
03/09/1981 - 05/27/1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 11/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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