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Lee Evan McKinstrey

Mizuho Securities USA LLC

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About Lee Evan McKinstrey

Lee Evan McKinstrey is a financial professional with over two decades of experience in the industry. Lee is currently registered with Mizuho Securities USA LLC, and has previously held positions with firms such as MUFG Securities Americas Inc., BTMU Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Lee holds a wide range of licenses, including Series 7, Series 24, Series 63, and Series 79TO. Lee's experience and expertise are focused on serving clients in the Houston, Texas area.

Firm Information

Lee McKinstrey is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lee McKinstrey’s Registration & Firm History

TX

09/19/2017 - Present

Mizuho Securities USA LLC (HOUSTON TX)

NY

04/01/2017 - 08/07/2017

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

TX

05/28/2014 - 04/01/2017

BTMU SECURITIES, INC. (HOUSTON TX)

TX

11/01/2010 - 05/20/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

TX

10/01/1998 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (HOUSTON TX)

CA

08/27/1998 - 10/01/1998

BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lee Evan McKinstrey.
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