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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Eric Levy is a registered investment advisor with Cambridge Investment Research Advisors, Inc.. Lee Eric Levy has been in the industry since May 24, 2005 and currently works out of the Alamo, CA office. Prior to joining Cambridge Investment Research Advisors, Inc., Lee Eric Levy was registered with WELLS FARGO CLEARING SERVICES, LLC, MORGAN STANLEY, BANCBOSTON ROBERTSON STEPHENS INC., and PIPER JAFFRAY INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
10/18/2021 - Present
Cambridge Investment Research Advisors, Inc. (Alamo CA)
CA
08/30/2019 - 10/28/2021
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
05/24/2016 - 09/03/2019
MORGAN STANLEY (WALNUT CREEK CA)
CA
09/29/1998 - 07/28/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
MN
10/03/1995 - 09/18/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 06/21/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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