Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Elliott Cohen is a financial advisor who has been in the industry since 1985. Lee is currently registered with Oppenheimer & Co. Inc. and has held previous positions at CIBC World Markets Corp., Bear, Stearns & Co. Inc., Asiel & Co., and Donaldson, Lufkin & Jenrette Securities Corporation. Lee holds several industry licenses, including the Series 3, Series 5, Series 7, Series 10, Series 24, and Series 79TO. Lee works with individuals, corporations, and other entities. Lee's specialties include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/23/2009 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/18/1995 - 03/12/2007
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
12/20/1984 - 08/19/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
10/19/1982 - 02/06/1984
ASIEL & CO.
NA
04/29/1982 - 10/01/1982
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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