Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Elden Ballinger is a financial advisor with over 13 years of experience in the financial services industry. Lee is registered with Fidelity Personal AND Workplace Advisors. Lee has experience working with individuals, high-net-worth individuals, corporations, and retirement plans. Lee's expertise includes financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
03/04/2022 - Present
Fidelity Personal AND Workplace Advisors (LOUISVILLE KY)
OH
02/27/2020 - 07/22/2020
EQUITABLE ADVISORS, LLC (CINCINNATI OH)
KY
03/04/2019 - 02/24/2020
THE HUNTINGTON INVESTMENT COMPANY (FLORENCE KY)
KY
01/02/2018 - 11/23/2018
J.P. MORGAN SECURITIES LLC (FT. THOMAS KY)
KY
08/28/2007 - 01/27/2014
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
07/25/2006 - 12/06/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
IN
05/18/1998 - 11/06/2001
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
MA
11/18/1997 - 05/18/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
08/22/1997 - 10/02/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/04/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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