Unclaimed
Lee Edward Tuxhorn is a financial advisor at State Farm Investment Management Corp. based in North Little Rock, Arkansas. Lee has been in the financial services industry since 2002. Lee is registered with the state of Arkansas and Oklahoma, and holds Series 7, 63, 31, 65, 6TO, and SIE licenses. Lee has extensive experience in the financial services industry, providing investment advice and guidance to individuals and investment companies. Lee is committed to providing personalized financial solutions to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
07/15/2024 - Present
State Farm Investment Management Corp. (N Little Rock AR)
NY
10/17/2001 - 06/18/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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