Unclaimed
Lee Burton has been working in the financial industry since 1993. Lee is currently registered with Cambridge Investment Research, Inc. in Houston, Texas. Lee has also previously been registered with several other firms, including Cantella & Co., Inc., Capnet Securities Corporation, Institutional Capital Management, Inc., Next Financial Group, Inc., APS Financial Corporation, Meyers Pollock Robbins, Inc., TDI, Incorporated and Murchison Investment Bankers, Inc. Lee holds FINRA Series 7, 63, 66, SIE, and 79TO licenses. Lee is registered to sell securities in the states of Louisiana, New York, North Carolina, Oregon, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/09/2022 - Present
Cambridge Investment Research, Inc. (HOUSTON TX)
TX
04/02/2014 - 12/09/2022
CANTELLA & CO., INC. (HOUSTON TX)
TX
03/12/2009 - 04/01/2014
CAPNET SECURITIES CORPORATION (HOUSTON TX)
TX
09/30/2010 - 10/02/2012
INSTITUTIONAL CAPITAL MANAGEMENT, INC. (HOUSTON TX)
TX
03/24/2008 - 09/10/2008
NEXT FINANCIAL GROUP, INC. (SPRING TX)
TX
10/09/1997 - 06/14/2006
APS FINANCIAL CORPORATION (AUSTIN TX)
NY
08/24/1995 - 12/31/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
CO
10/05/1994 - 12/16/1995
TDI, INCORPORATED (ENGLEWOOD CO)
NA
01/01/1992 - 10/03/1994
MURCHISON INVESTMENT BANKERS, INC.
NA
06/20/1989 - 10/31/1990
MURCHISON INVESTMENT BANKERS, LTD.
BOTH
Issued 07/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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