Unclaimed
Lee Dwight Rhodes is a registered representative with PFS Investments Inc. with over 25 years of experience in the financial services industry. Lee has a Series 6, Series 3, Series 26, and Series 63 license and has been registered in both California and Colorado. Lee has a specialty in variable contracts and investment company products and services. Lee is located at the Roseville, CA branch of PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
05/12/1995 - Present
PFS Investments Inc. (ROSEVILLE CA)
BC
Issued 05/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/22/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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