Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee David Scott is a financial professional with over 18 years of experience in the financial industry. Lee is currently registered with Broadridge Business Process Outsourcing, LLC, a firm that is active in the Broker-Dealer (BC) scope. Lee previously worked at Execution Access, LLC, GFI Securities LLC, and Sanford C. Bernstein & Co., LLC. Lee holds licenses for Series 3, 7, 63, 99TO, and SIE. Lee is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/19/2021 - Present
Broadridge Business Process Outsourcing, LLC (NEW YORK NY)
NY
02/27/2019 - 09/09/2021
EXECUTION ACCESS, LLC (NEW YORK NY)
NY
03/08/2006 - 09/13/2018
GFI SECURITIES LLC (NEW YORK NY)
NY
09/13/2002 - 04/26/2005
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 10/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lee Scott is the right advisor for you? Invested Better is here to help.
