Unclaimed
Lee Glenna has been in the financial industry since 1993. Lee is currently registered with Btig, LLC in St Louis Park, MN. Lee previously worked for CANACCORD GENUITY LLC, PIPER JAFFRAY & CO., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, JOHN G. KINNARD AND COMPANY, INCORPORATED, RAYMOND JAMES & ASSOCIATES, INC., and OLDE DISCOUNT CORPORATION. Lee has passed the SIE, Series 7, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/01/2022 - Present
Btig, LLC (St Louis Park MN)
MN
06/21/2011 - 02/11/2022
CANACCORD GENUITY LLC (MINNEAPOLIS MN)
MN
04/02/2001 - 07/07/2011
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
01/28/2000 - 04/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
01/27/1995 - 02/17/2000
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
FL
09/27/1993 - 01/31/1995
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
08/18/1993 - 10/06/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 07/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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