Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Bashforth is a financial advisor registered with Osaic Wealth, Inc., in Costa Mesa, CA. Lee has been in the financial industry since 1995 and has a wide range of experience in investment advisory services, portfolio management, and financial planning. Lee offers a variety of services, including financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (COSTA MESA CA)
CA
08/14/2020 - 06/14/2024
SECURITIES AMERICA, INC. (COSTA MESA CA)
CA
11/29/2017 - 08/26/2020
LPL FINANCIAL LLC (COSTA MESA CA)
CA
02/14/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (COSTA MESA CA)
CA
08/16/2004 - 02/14/2013
WALNUT STREET SECURITIES, INC. (IRVINE CA)
NY
07/06/1999 - 08/24/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/11/1995 - 07/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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