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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Charles Batten is a financial advisor with The Colony Group, LLC based in Richmond, Virginia. Lee has been in the financial services industry since 2003. Lee currently holds licenses for Connecticut, Texas and Virginia. Lee previously worked at Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Wachovia Securities, LLC and Citigroup Global Markets Inc. Lee specializes in working with high net worth individuals, individuals other than high net worth, charitable organizations, corporations or other businesses, pension and profit-sharing plans, pooled investment vehicles, state or municipal government entities, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
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2
VA
11/22/2024 - Present
THE Colony Group, LLC (Richmond VA)
CT
06/20/2014 - 08/02/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WEST HARTFORD CT)
CT
04/01/2014 - 06/20/2014
WELLS FARGO ADVISORS, LLC (WEST HARTFORD CT)
VA
09/08/2005 - 07/10/2008
WACHOVIA SECURITIES, LLC (RICHMOND VA)
NY
09/25/2003 - 12/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 05/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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