Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Carl Handley is a financial advisor who has been in the industry since June 1994. Lee currently works for Prospera Financial Services, Inc. Lee is registered to provide investment advice in 17 states. Lee also has experience with LPL FINANCIAL LLC and EK RILEY INVESTMENTS, LLC. Lee holds the Series 63, Series 65, Series 7, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TN
09/19/2024 - Present
Prospera Financial Services, Inc. (Franklin TN)
OR
10/01/2020 - 04/22/2021
LPL FINANCIAL LLC (BEND OR)
OR
05/27/2005 - 11/06/2020
EK RILEY INVESTMENTS, LLC (Bend OR)
CA
05/17/2004 - 06/01/2005
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
WA
06/20/1994 - 05/17/2004
RAGEN MACKENZIE INVESTMENT SERVICES, LLC (SEATTLE WA)
IA
Issued 12/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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