Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Schierloh is a financial advisor with over 30 years of experience in the industry. Lee has a strong track record of helping clients reach their financial goals. Lee currently works at Raymond James & Associates, Inc. and is registered to provide investment advice in Arkansas, Delaware, Florida, Georgia, Illinois, Kentucky, Michigan, Nebraska, Nevada, New York, Ohio, South Carolina, Tennessee, Texas, and Washington. Lee also holds Series 7, 31, and 63 licenses. Lee is committed to providing clients with personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/13/2013 - Present
Raymond James & Associates, Inc. (Centerville OH)
OH
02/18/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MIAMISBURG OH)
OH
06/01/2009 - 02/28/2011
MORGAN STANLEY SMITH BARNEY (DAYTON OH)
OH
01/02/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DAYTON OH)
OH
04/08/1997 - 01/13/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NJ
01/18/1988 - 04/14/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/15/1988 - 05/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/12/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
07/24/1985 - 02/08/1986
AFFILIATED INVESTMENT SECURITIES, INC.
IA
Issued 11/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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