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Lee Aultman Hamm

THE O.n. Equity Sales Co.

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About Lee Aultman Hamm

Lee Aultman Hamm is a financial professional registered with the Financial Industry Regulatory Authority (FINRA) and is currently employed by The O.n. Equity Sales Co. in Cincinnati, Ohio. Lee is Series 7TO and SIE licensed and has been in the financial services industry since November 4, 2020.

Firm Information

Lee Hamm is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lee Hamm’s Registration & Firm History

OH

11/05/2020 - Present

THE O.n. Equity Sales Co. (Cincinnati OH)

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Licenses & Designations

BC

Issued 11/05/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/31/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lee Aultman Hamm.
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