Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Ann Straley-miller is a financial professional with over 20 years of experience in the industry. Lee Ann is currently registered with Arkadios Capital. Previously, Lee Ann was affiliated with LPL Financial LLC, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc., and Capital Brokerage Corporation. Lee Ann holds the Series 6, 7, and 63 licenses as well as the SIE designation. Lee Ann is registered in Alabama, California, Kansas, Oklahoma, Pennsylvania, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/23/2024 - Present
Arkadios Capital (WAXAHACHIE TX)
TX
05/29/2015 - 07/24/2024
LPL FINANCIAL LLC (WAXAHACHIE TX)
TX
05/16/2013 - 06/01/2015
BBVA SECURITIES INC. (MANSFIELD TX)
TX
02/09/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MANSFIELD TX)
TX
07/30/2001 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (WAXAHACHIE TX)
VA
02/02/2000 - 07/30/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 02/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lee Straley-miller is the right advisor for you? Invested Better is here to help.
