Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee-ann? Claim Your ProfileLee-ann Royan is a financial professional with over 18 years of experience in the industry. Lee-ann is currently registered with Commerz Markets LLC. Prior to that, Lee-ann was employed at BARCLAYS CAPITAL INC. Lee-ann holds several licenses including Series 63, Series 24, SIE, and Series 7. Lee-ann is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/07/2013 - Present
Commerz Markets LLC (NEW YORK NY)
NY
01/12/2005 - 02/26/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 02/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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