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Lee Ann Penick

Ameriprise Financial Services, LLC

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About Lee Ann Penick

Lee Ann Penick is a financial advisor with Ameriprise Financial Services, LLC. Lee Ann has been in the financial industry since 2001. She holds a Series 66, Series 7 and SIE license. Lee Ann is registered to provide investment advice in Arizona, Arkansas, California, Colorado, Connecticut, Florida, Illinois, Kansas, Mississippi, Missouri, Nebraska, Oregon, Texas, Washington and Wyoming. She is also active in the real estate industry, owning commercial properties in Hutchinson, KS and Austin, TX. Lee Ann has experience working for Securities America, Inc., IDS Life Insurance Company and Ameriprise Financial Services, Inc. Lee Ann's current registration is with Ameriprise Financial Services, LLC.

Firm Information

Lee Penick is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lee Penick’s Registration & Firm History

TX

10/05/2006 - Present

Ameriprise Financial Services, LLC (AUSTIN TX)

KS

10/06/2008 - 10/20/2011

SECURITIES AMERICA, INC. (HUTCHINSON KS)

MN

06/25/2001 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/21/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lee Ann Penick.
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