Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Ann Marie Day is an active financial advisor in Thornton, Colorado. Lee Ann has been working in the securities industry since 1985. Lee Ann is currently registered with LPL Financial LLC. Lee Ann is also registered in other states. Lee Ann is able to provide financial advice for a variety of clients including individuals, corporations, and charitable organizations. Lee Ann's experience in the financial industry and her knowledge of the markets make her a valuable resource for anyone seeking financial guidance. Lee Ann is also licensed to sell non-variable insurance products and has a strong understanding of investment planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
03/28/2013 - Present
LPL Financial LLC (THORNTON CO)
CO
08/12/2006 - 08/14/2006
BANCWEST INVESTMENT SERVICES, INC. (ARVADA CO)
CO
12/18/1991 - 08/12/2006
INVEST FINANCIAL CORPORATION (NORTHGLENN CO)
NC
02/09/1987 - 05/20/1991
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
04/24/1985 - 02/25/1987
RAUSCHER PIERCE REFSNES, INC.
BOTH
Issued 11/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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