Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee-ann? Claim Your ProfileLee-ann Hodapp is a registered representative with Wells Fargo Clearing Services, LLC. Lee-ann has been in the financial services industry since 2002. Lee-ann is currently registered with the state of California, Louisiana and Texas. Lee-ann is a Series 7 and Series 66 licensed professional and holds the SIE certification. Lee-ann has previously worked with 1st Global Capital Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lee-ann specializes in providing investment advisory services to individuals, businesses, institutions, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/24/2018 - Present
Wells Fargo Clearing Services, LLC (RANCHO SANTA FE CA)
LA
11/15/2017 - 04/24/2018
1ST GLOBAL CAPITAL CORP. (NEW ORLEANS LA)
CA
08/20/2012 - 11/15/2017
WELLS FARGO CLEARING SERVICES, LLC (CORONA CA)
CA
02/07/2012 - 08/09/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CORONA CA)
CA
10/08/2004 - 09/28/2010
COMMONWEALTH FINANCIAL NETWORK (TEMECULA CA)
TX
11/22/2000 - 10/26/2004
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BOTH
Issued 01/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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