Unclaimed
Lee ann Elizabeth Kozora is a financial advisor with Raymond James Financial Services, Inc. based in Westerly, Rhode Island. Lee ann Elizabeth Kozora has been working in the financial industry since June 1995. Lee ann Elizabeth Kozora has a Series 7, Series 63, and SIE license and is registered to offer securities in Connecticut, Florida, Massachusetts, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
06/14/1995 - Present
Raymond James Financial Services, Inc. (WESTERLY RI)
BC
Issued 06/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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