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Lee ann Elizabeth Kozora

Raymond James Financial Services, Inc.

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About Lee ann Elizabeth Kozora

Lee ann Elizabeth Kozora is a financial advisor with Raymond James Financial Services, Inc. based in Westerly, Rhode Island. Lee ann Elizabeth Kozora has been working in the financial industry since June 1995. Lee ann Elizabeth Kozora has a Series 7, Series 63, and SIE license and is registered to offer securities in Connecticut, Florida, Massachusetts, and Rhode Island.

Firm Information

Lee ann Kozora is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lee ann Kozora’s Registration & Firm History

RI

06/14/1995 - Present

Raymond James Financial Services, Inc. (WESTERLY RI)

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Licenses & Designations

BC

Issued 06/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lee ann Elizabeth Kozora.
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