Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Andrew Fields is a financial advisor registered with Wells Fargo Clearing Services, LLC, working in their El Dorado Hills, CA office. Lee Andrew has been working in the financial services industry since 1995, holding Series 7, 63, and 65 licenses. Lee Andrew specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management services for businesses and individuals. Lee Andrew also works with charitable organizations, insurance companies, investment companies, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/30/2017 - Present
Wells Fargo Clearing Services, LLC (EL DORADO HILLS CA)
CA
05/30/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EL DORADO HILLS CA)
IA
Issued 05/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lee Fields is the right advisor for you? Invested Better is here to help.
