Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Albert Hernquist is a registered representative with Wells Fargo Clearing Services, LLC, and has been in the industry since December 5, 1983. Lee has been registered with the firm since December 1, 2010. Lee is also a registered investment advisor representative in Virginia. Prior to joining Wells Fargo Clearing Services, LLC, Lee was a registered representative with Davenport & Company LLC, First Union Capital Markets Corp., Smith Barney Shearson Inc., and Wheat, First Securities, Inc. Lee holds Series 7, 31, and 63 licenses and has passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
12/01/2010 - Present
Wells Fargo Clearing Services, LLC (NORFOLK VA)
VA
06/19/1998 - 12/01/2010
DAVENPORT & COMPANY LLC (NORFOLK VA)
NC
12/06/1983 - 08/03/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
08/28/1992 - 04/26/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NC
12/06/1983 - 09/03/1992
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 10/07/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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