Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Alan Shulman is a financial advisor with Janney Montgomery Scott LLC. Lee is a registered representative in California, New Jersey, New York, North Carolina and Texas. Lee has been in the industry since October 8, 1975 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine, Webber, Jackson & Curtis Inc.. Lee holds Series 7, Series 31, Series 63, Series 65, and SIE licenses. Lee is a member of Fairleigh Dickinson University's strategic planning committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
03/07/2022 - Present
Janney Montgomery Scott LLC (HACKENSACK NJ)
NJ
06/11/1980 - 11/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LEE NJ)
NA
01/31/1980 - 07/10/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
06/06/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
09/26/1978 - 07/07/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/09/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 06/30/1980
PC - AMEX Put and Call Exam
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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