Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Rosenblum is a financial advisor with over 30 years of experience in the financial services industry. Lee is currently registered with Osaic Wealth, Inc., and has previously been registered with Sagepoint Financial, Inc., LPL Financial LLC, SII Investments, Inc., TFS Securities, Inc., and Cadaret, Grant & Co., Inc. Lee holds multiple securities licenses, including Series 6, 7, 24, 26, 63, and 65. Lee is also a licensed insurance agent and real estate agent. Lee is a trusted advisor to individuals, families, and businesses, providing a range of financial services, including financial planning, investment management, and tax preparation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/01/2023 - Present
Osaic Wealth, Inc. (FLEMINGTON NJ)
FL
01/19/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (JUPITER FL)
FL
12/08/2017 - 02/12/2021
LPL FINANCIAL LLC (JUPITER FL)
FL
01/05/1999 - 12/08/2017
SII INVESTMENTS, INC. (JUPITER FL)
NJ
11/15/1989 - 01/12/1999
TFS SECURITIES, INC. (LINCROFT NJ)
NY
12/07/1988 - 11/20/1989
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IA
Issued 01/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/05/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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