Unclaimed
Lee Alan Bronsnick is a financial advisor based in New York, NY, and currently works for BNP Paribas Securities Corp. Lee has 23 years of experience in the financial services industry. Lee holds the Series 7, Series 24, Series 63 and SIE licenses. Lee has been registered with the state of New York since 2016, and is also registered in Delaware, District of Columbia, Georgia, Illinois, Massachusetts, Michigan, Minnesota, North Carolina, Oklahoma, Pennsylvania, Texas, Utah, and Virginia. Lee's previous employers include Credit Agricole Securities (USA) Inc. and Citigroup Global Markets Inc. and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/06/2016 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
07/10/2015 - 05/25/2016
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
02/15/2002 - 05/15/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/1999 - 02/07/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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