Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Alan Bly is a financial professional with over 12 years of experience in the financial industry. Lee Bly holds licenses for both Series 63 and Series 66 and has passed several other exams including Series 3, Series 4, Series 7 and Series 55. Currently, Lee Bly is registered with Jane Street Options, LLC and Jane Street Capital, LLC, both of which are headquartered in New York City. Lee Bly also has a previous registration with WallachBeth Capital LLC in Boca Raton, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2020 - Present
Jane Street Options, LLC (New York NY)
FL
09/19/2011 - 06/28/2019
WALLACHBETH CAPITAL LLC (BOCA RATON FL)
CT
06/27/2011 - 09/23/2011
WADDELL & REED, INC. (HAMDEN CT)
BC
Issued 03/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/04/2013
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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