Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lee? Claim Your ProfileLee Sperling is a financial advisor with Morgan Stanley, where Lee has been since July 2021. Lee has been in the financial industry for over 10 years and has previously worked for J.P. MORGAN SECURITIES LLC. Lee is a Registered Representative and Investment Advisor Representative and holds the Series 3, 7, 63, and 65 licenses. Lee is registered in 53 states. Lee specializes in offering investment advisory services, financial planning, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/27/2021 - Present
Morgan Stanley (Purchase NY)
NY
12/15/2011 - 08/03/2021
J.P. MORGAN SECURITIES LLC (New York NY)
IA
Issued 08/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lee Sperling is the right advisor for you? Invested Better is here to help.
