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Lee Aaron Ficken

Thrivent Investment Management Inc.

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About Lee Aaron Ficken

Lee Aaron Ficken is a registered representative with Thrivent Investment Management Inc. Lee has been in the financial services industry since June 19, 2012. Lee is licensed to sell securities in 26 states and is a registered investment advisor in 3 states. Lee's primary office is located in Fairview, TN. Lee specializes in retirement planning and investment management for individuals and families. Lee provides comprehensive financial planning services, including retirement planning, college savings, and estate planning. Lee is committed to helping clients achieve their financial goals.

Firm Information

Lee Ficken is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lee Ficken’s Registration & Firm History

TN

08/03/2018 - Present

Thrivent Investment Management Inc. (FAIRVIEW TN)

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Licenses & Designations

BOTH

Issued 08/02/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lee Aaron Ficken.
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