Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ledawn? Claim Your ProfileLedawn Gries is a financial advisor with over 20 years of experience in the industry. Ledawn currently works for Mutual of Omaha Investor Services, Inc. as a Registered Representative and Investment Advisor Representative. Ledawn previously worked with firms such as PURSHE KAPLAN STERLING INVESTMENTS, EQUITABLE DISTRIBUTORS, LLC, and INVEST FINANCIAL CORPORATION. Ledawn holds Series 6, 7, 24, 63, and 66 licenses and the SIE exam. Ledawn is registered in Nevada and has earned a Uniform Investment Adviser Law Examination (Series 65) certification. Ledawn's specializations include financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
1
2
NE
12/19/2023 - Present
Mutual OF Omaha Investor Services, Inc. (OMAHA NE)
NV
03/23/2023 - 10/13/2023
PURSHE KAPLAN STERLING INVESTMENTS (Las Vegas NV)
NC
08/03/2017 - 06/01/2022
EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)
WI
12/21/2015 - 06/13/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
12/21/2015 - 06/13/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CO
12/21/2015 - 06/13/2017
NATIONAL PLANNING CORPORATION (DENVER CO)
WI
12/21/2015 - 06/13/2017
SII INVESTMENTS, INC. (APPLETON WI)
CO
01/21/2014 - 12/08/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
FL
05/09/2013 - 12/26/2013
LINCOLN FINANCIAL SECURITIES CORPORATION (CORAL SPRINGS FL)
IL
07/19/2004 - 05/04/2007
DIVERSIFIED INVESTORS SECURITIES CORP. (CHICAGO IL)
NJ
05/30/2003 - 06/04/2004
ADP BROKER-DEALER, INC. (ROSELAND NJ)
IL
01/03/2002 - 05/30/2003
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
12/08/1999 - 11/02/2001
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
MA
11/28/1997 - 11/29/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NC
08/08/1996 - 12/03/1997
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
07/18/1994 - 12/03/1994
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 06/02/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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