Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leatha? Claim Your ProfileLeatha Thornton is a financial advisor with Vanguard Marketing Corp. Leatha has been in the industry since January 14, 2000 and has a wide range of experience in the financial services industry. Leatha is a registered representative with FINRA and is licensed in all 50 states and the District of Columbia. Leatha holds the Series 7, 9, 10, 63 and SIE licenses. Leatha is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
07/18/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
06/11/1998 - 12/12/2022
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 06/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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