Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leanne? Claim Your ProfileLeanne Rakowitz is a securities professional with over 15 years of experience in the financial industry. She is currently registered with MUFG Securities Americas Inc. and holds licenses for Series 7, 79, and 63 exams. Leanne has a long history in the industry, previously working at MUFG Americas Corporate Advisory, Inc. and BTMU Securities, Inc. in Houston. She is licensed to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/16/2018 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (NEW YORK NY)
TX
04/10/2013 - 04/21/2017
BTMU SECURITIES, INC. (HOUSTON TX)
TX
12/12/2008 - 03/20/2013
RBS SECURITIES INC. (HOUSTON TX)
TX
10/10/2007 - 12/12/2008
RBS SECURITIES CORPORATION (HOUSTON TX)
BC
Issued 03/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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