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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leann? Claim Your ProfileLeann Rummel is a financial advisor with Cetera Investment Advisers LLC, based in ST CLOUD, MN. Leann has been working in the financial services industry since 1991. Leann is registered as a broker in 50 states and is also registered as an Investment Advisor in Minnesota and Texas. Leann is a licensed agent in Minnesota. Leann holds the Series 6, 7, 24, 63, 99TO and SIE licenses. Leann has experience working with various clients such as high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Leann is a seasoned financial advisor and a valuable asset to the Cetera Investment Advisers LLC team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/21/2014 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
05/04/2000 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
04/30/1998 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
CA
12/07/2004 - 09/20/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
12/07/2004 - 09/20/2006
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CO
12/07/2004 - 09/20/2006
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NE
04/20/2000 - 11/14/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
IA
12/23/1991 - 10/20/1992
MIDAMERICA MANAGEMENT CORPORATION (CEDAR RAPIDS IA)
BC
Issued 11/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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