Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leann? Claim Your ProfileLeann Rummel is an investment advisor representative and registered with Cetera Investment Advisers LLC. Leann has been in the industry for over 30 years. Leann has previously worked for Guaranty Brokerage Services, Inc., BANCNORTH INVESTMENT GROUP, INC., Financial Network Investment Corporation, ING Financial Partners, Inc., Multi-Financial Securities Corporation and Midamerica Management Corporation. Leann holds a Series 6, 7, 24, 63, 99TO and SIE license. Leann works in St. Cloud, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/21/2014 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
05/04/2000 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
04/30/1998 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
CA
12/07/2004 - 09/20/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
12/07/2004 - 09/20/2006
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CO
12/07/2004 - 09/20/2006
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NE
04/20/2000 - 11/14/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
IA
12/23/1991 - 10/20/1992
MIDAMERICA MANAGEMENT CORPORATION (CEDAR RAPIDS IA)
BC
Issued 11/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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