Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leann? Claim Your ProfileLeann Mitchell is an investment advisor representative with Alpha Omega Wealth Management, LLC. Leann Mitchell is located in RICHMOND, VA and has been in the industry since 1996. Leann Mitchell has passed the Uniform Securities Agent State Law Examination and the Uniform Investment Adviser Law Examination. Leann Mitchell was previously registered with SunTrust Investment Services, Inc., SunTrust Capital Markets, Inc., Prudential Securities Incorporated, Scott & Stringfellow, Inc., First Union Securities, Inc., Signator Investors, Inc., and John Hancock Funds, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
05/22/2009 - Present
Alpha Omega Wealth Management, LLC (RICHMOND VA)
VA
06/30/2005 - 05/29/2009
SUNTRUST INVESTMENT SERVICES, INC. (RICHMOND VA)
GA
05/23/2003 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
08/08/2002 - 05/30/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
VA
01/18/2001 - 07/01/2002
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
MO
11/22/1999 - 04/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
MA
06/30/1997 - 11/02/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
04/17/1996 - 06/30/1997
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
IA
Issued 05/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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