Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leann? Claim Your ProfileLeann Denise St. germain is a financial advisor with Stifel, Nicolaus & Company, Inc. Leann has been in the financial services industry since March 1987. Leann is registered with the state of Washington, as well as many other states and has passed the Series 7, Series 63, Series 65, and SIE exams. Leann's previous experience includes H&R BLOCK FINANCIAL ADVISORS, INC., and A. G. EDWARDS & SONS, INC. Stifel, Nicolaus & Company, Inc. is a full-service financial services firm providing a wide range of investment, brokerage, and wealth management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
06/20/2008 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
03/23/2006 - 06/30/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (BELLEVUE WA)
MO
08/05/1988 - 03/30/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
02/26/1987 - 07/15/1988
MURPHEY FAVRE, INC.
IA
Issued 05/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Leann St. germain is the right advisor for you? Invested Better is here to help.
