Unclaimed
Leann Canty is a financial advisor with Commonwealth Financial Network. Leann has been working in the financial services industry since May 2000 and holds licenses for both securities and investment advisory services. Leann is a Certified Financial Planner and has experience in a range of financial services, including fixed insurance sales, tax preparation and payroll services. She also owns Canty's Financial Strategies, Inc. which facilitates a variety of financial services. Leann has worked for a number of firms over her career, including Avantax Investment Services, Inc. and National Guardian Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
11/10/2020 - Present
Commonwealth Financial Network (Arvada CO)
CO
05/16/2000 - 11/17/2020
AVANTAX INVESTMENT SERVICES, INC. (ARVADA CO)
BC
Issued 08/17/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/31/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2009
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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