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Leandro Evangelista Figueroa

ADP Broker-Dealer, Inc.

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About Leandro Evangelista Figueroa

Leandro Evangelista Figueroa is a financial advisor with over 30 years of experience in the industry. Leandro is currently registered with ADP Broker-Dealer, Inc., and is a licensed investment advisor. Leandro is active in both the Broker-Dealer and Investment Advisor arenas. Prior to joining ADP, Leandro worked at various firms, including GWFS Equities, Inc., MetLife Securities Inc., and Merrill Lynch. Leandro's experience spans across multiple financial markets and industries, giving him a comprehensive understanding of the financial landscape.

Firm Information

Leandro Figueroa is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leandro Figueroa’s Registration & Firm History

NJ

11/17/2014 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NJ

02/22/2010 - 06/03/2013

ADP BROKER-DEALER, INC. (ROSELAND NJ)

CT

10/02/2006 - 11/23/2009

GWFS EQUITIES, INC. (STAMFORD CT)

MA

07/03/1995 - 10/03/2006

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/03/1995 - 10/03/2006

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

07/07/1994 - 03/22/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CO

02/17/1992 - 06/02/1994

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

NA

05/10/1988 - 10/18/1989

UR FINANCIAL, INC.

NA

11/04/1987 - 02/10/1988

OXFORD CAPITAL SECURITIES

NA

10/30/1986 - 10/12/1987

FIRST INVESTORS CORPORATION

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Licenses & Designations

IA

Issued 09/09/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1992

Series 7 - General Securities Representative Examination

BC

Issued 10/29/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leandro Evangelista Figueroa.
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